Robert has many years of working experience with disputes and investigations concerning the securities sector. Robert techniques Just about every assignment with the good thing about getting served as an in-home law firm for any brokerage agency, as well as getting sat like a FINRA arbitrator for securities sector disputes.
We measure our achievements with regards to licenses saved, and careers kept intact. We are representing licensed professionals for many years, and we stand Prepared and in the position to characterize you when you follow among the list of professions detailed down below and are struggling with allegations of misconduct.
Deemed a place follow for fiscal providers entities experiencing key regulatory investigations and enforcement proceedings. Calls on a solid group of courtroom advocates with intensive trial and appellate encounter and skills in defending allegations of benchmark manipulation, funds laundering along with other complex money fraud.
Debevoise & Plimpton LLP's distinguished litigation follow offers comprehensive civil and criminal litigation abilities. Go-to firm for major disputes in fields as varied as education, Vitality and prescription drugs, fielding individual toughness within the representation of economic expert services establishments.
Adams, a previous law enforcement captain, has not been accused of wrongdoing and adamantly denies any expertise in criminal activity.
Brad Henry represents entities and people today in criminal and regulatory litigation and investigations, Intercontinental arbitrations, and interior investigations.
Lawyers’ carry out is controlled by the Committee on Professional Criteria. Every of these entities has its have specialised methods and rules, and you may learn more about our defense observe for every of those parts by pursuing the suitable link.
Brad is a board-certified criminal trial specialist and has represented and defended purchasers in trials and investigations involving U.S. Attorneys’ Places of work in around fifteen various districts across the country.
It's in your very best interest to interact every resource you have to protect your self in opposition to any allegations designed referring to your health-related occupation.
Acts for an impressive roster of technological know-how giants, along with roles for major retail corporations, producers and economical institutions, drawing over a well-regarded bench that includes former prosecutors and DOJ officials.
Kramer Levin Naftalis & Frankel LLP enjoys a number one name for white-collar criminal litigation and complicated regulatory matters, boasting a powerful good results price in defending criminal situations at trial. Properties a powerful bench of qualified litigators with an outstanding pedigree in acting for individuals in high-stakes exterior investigations and defending regulatory enforcement actions.
Ordinarily, you're going to be notified of a misconduct investigation by way of a letter signed by an OPD investigator, from time to time by phone. Once you discover you are a goal, contact our Place of work to debate your options. In disciplinary matters, our OPD driveway sealing lawyers are experts.
Ignoring the OPD letter or requests for paperwork may possibly cause penalties or even different prices of misconduct. Having said that, You're not necessary to talk about something with the investigator within an interview–something the investigator will likely not usually expose.
“Ultimately I had been exonerated and I have James to thank as an enormous motive why.” I utilized the expert services of James Knox to help on the criticism in opposition to my license. This was my initial time at any time needing an attorney and he was open up and sincere all through the proceedings.